Investor Disclosures
Investors With Questions Can Contact Us at:
Mutual Group consists of two companies: our registered investment advisor, Mutual Advisors, LLC, which provides advisory services to investors, and our independent FINRA member broker-dealer, Mutual Securities, Inc., which provides broker-dealer services to investors. Financial Professionals can choose to leverage one or both of these firms to service investors. Below you can find each companies’ disclosures:
Mutual Securities, Inc.
- Mutual Securities, Inc. Form CRS
- Privacy Policy
- Business Continuity Statement
- FINRA Public Disclosure
- Equity Trust Retirement Account Agreement
- Premiere Select Retirement Account Agreement
- Order Flow Disclosures
- MSRB Public Disclosure
- SIPC Information
- Margin disclosure statement
- Supplemental Disclosures