Commission & Fee Schedule
Brokerage Commissions and Fee Schedule
Commission rates and minimum charges vary, dependent in part on the schedule negotiated with your financial professional or registered investment adviser.
Equities
Agency Commission
.01% to 2%
$9.95 to $35.00
Bonds and Notes
Agency Commission
.01% to 2%
$14.95 to $50.00
Options
Agency Commission
.01% to 5%
Minimum Commission
$9.95 plus $1 per contract to $50.00
No Load Mutual Funds
Agency Commission
$24.95
Schedule of Customer Fees and Charges*
Alt. Investment Annual Custody & Valuation
$350.00 per issue per account
Alt. Investment Transfer / Re-registration
$100.00 per issue per account
Annual Inactive Account Custody Fee
$35.00 per inactive account
Select Access Visa Debit Card
$5.00 annually
Select Access Checking
$5.00 annually
Select Access ACH Direct Deposit or Debit
$10.00 annually
Premier Access
$100.00 annually
Check Reorder Fee
$10.00 per order
Copies of Cancelled Checks
$10.00 per check
DTC Deliveries
$15.00 per issue
Deposit / Withdrawal as Custodian (DWAC)
Pass-through from agent
Direct Registration Service (DRS)
$30.00 per registration
Extensions
$20.00 per extension filed
Form 990-T Filing
$300 per filing
Foreign Securities Fees
Pass-through from custodians, brokers, tax authorities
Interested Party Confirms
$1.00 per confirm
Legal Returns
$200.00 per event
Legal Transfers
$200.00 per legal item per issue
Miscellaneous / Postage & Handling (Confirm)
Up to $4.95 per confirmation
Mutual Fund Exchange Fee
$18.00 per exchange
Mutual Fund Non-Participant No-Load Surcharge
$10.00 per transaction
Mutual Fund/UIT Redemption Service Fee
$15.00 per redemption
NFS Premier Select IRA & Keogh Accounts
$35.00 annual charge; $125 termination fee
Overnight / Express Delivery & Handling
$25.00 minimum
(weight and dest. may result in higher fee)
Physical & Voluntary Reorganization Fees
$200.00 per issue
Precious Metals Delivery & Storage
Pass-through of vendor fees
Restricted Securities Processing
$150.00 per issue
Returned Checks (Deposited to NFS)
$20.00 per returned item
Returned Checks (PNC Bank checks)
$15.00 per returned item
Safekeeping
$30.00 per month per position
Statements – Interested Third Parties
$5.00 per month
Statements – Reproduction Copies
$10.00 per statement copied
Statements – Paper Delivery
$25.00 Annually
Statements – Electronic Delivery
No charge
Stop Payment
$20.00 per stop payment
Transfer & Ship (Issuing Certificates)
$550.00 per certificate
Transfer of Assets (Full Transfer)
$125.00 per account transferred
U.S. Postal Express Mail
Actual postal rate
U.S. Postal Priority Mail
Actual postal rate
Wire Transfer
$30.00
* Fee schedule shall be effective as of May 1, 2025; Customer Fees & Charges are subject to change at any time at the sole discretion of Mutual Securities, Inc.