Commission rates and minimum charges vary, dependent in part on the schedule negotiated with your financial professional or registered investment adviser.
Agency Commission
.01% to 2%
Minimum Commission
$9.95 to $35.00
Agency Commission
.01% to 2%
Minimum Commission
$14.95 to $50.00
Minimum Commission
$9.95 plus $1 per contract to $50.00
Agency Commission
.01% to 5%
Agency Commission
$24.95
Alt. Investment Annual Custody & Valuation
$350.00 per issue per account
Alt. Investment Transfer / Re-registration
$100.00 per issue per account
Annual Inactive Account Custody Fee
$35.00 per inactive account
Select Access Visa Debit Card
$5.00 annually
Select Access Checking
$5.00 annually
Select Access ACH Direct Deposit or Debit
$10.00 annually
Premier Access
$100.00 annually
Check Reorder Fee
$10.00 per order
Copies of Cancelled Checks
$10.00 per check
DTC Deliveries
$15.00 per issue
Deposit / Withdrawal as Custodian (DWAC)
Pass-through from agent
Direct Registration Service (DRS)
$30.00 per registration
Extensions
$20.00 per extension filed
Form 990-T Filing
$300 per filing
Foreign Securities Fees
Pass-through from custodians, brokers, tax authorities
Interested Party Confirms
$1.00 per confirm
Legal Returns
$200.00 per event
Legal Transfers
$200.00 per legal item per issue
Miscellaneous / Postage & Handling (Confirm)
Up to $4.95 per confirmation
Mutual Fund Exchange Fee
$18.00 per exchange
Mutual Fund Non-Participant No-Load Surcharge
$10.00 per transaction
Mutual Fund/UIT Redemption Service Fee
$15.00 per redemption
NFS Premier Select IRA & Keogh Accounts
$35.00 annual charge; $125 termination fee
Overnight / Express Delivery & Handling
$25.00 minimum
Physical & Voluntary Reorganization Fees
$200.00 per issue
Precious Metals Delivery & Storage
Pass-through of vendor fees
Restricted Securities Processing
$150.00 per issue
Returned Checks (Deposited to NFS)
$20.00 per returned item
Returned Checks (PNC Bank checks)
$15.00 per returned item
Safekeeping
$30.00 per month per position
Statements – Interested Third Parties
$5.00 per month
Statements – Reproduction Copies
$10.00 per statement copied
Statements – Paper Delivery
$25.00 Annually
Statements – Electronic Delivery
No charge
Stop Payment
$20.00 per stop payment
Transfer & Ship (Issuing Certificates)
$550.00 per certificate
Transfer of Assets (Full Transfer)
$125.00 per account transferred
U.S. Postal Express Mail
Actual postal rate
U.S. Postal Priority Mail
Actual postal rate
Wire Transfer
$30.00
* Fee schedule shall be effective as of May 1, 2022; Customer Fees & Charges are subject to change at any time at the sole discretion of Mutual Securities, Inc.
