Explore Our
Broker-Dealer Solutions
Hybrid & Evolve
Friendly Broker-Dealer
Hybrid is a custom-designed platform for advisors who integrate commissionable products into their fiduciary practice. We provide specialized compliance, service, operations, and technology capabilities, allowing you to navigate the regulatory landscape while offering tailored advisory services.
Fee-Only Transformation
Evolve simplifies the transition from a commission-based to a fee-only advisory model. Our reliable fee-only solution for independent RIAs removes the broker-dealer regulatory burden and unlocks the power to provide advisory services for advisory fee revenue on direct broker-dealer assets.
Choose Your Path
Hybrid
Evolve
Core Model
Hybrid:
Hybrid RIA with commissionable products
Evolve:
Transformation to
Fee-Only RIA
Who
Hybrid:
Advisors actively writing
commissionable products
Evolve:
Advisors wanting to provide
advice on legacy products
Regulatory Burden
Hybrid:
FINRA licensed &
BD affiliated
Evolve:
FINRA-free;
without BD affiliation
Revenue source
Hybrid:
Commissions & Trails
Evolve:
Advisory Fees
Client standard
Hybrid:
Regulation Best Interest for
commissionable products
Evolve:
Fiduciary
operations structure
Hybrid:
Maintain dual BD &
RIA processes
Evolve:
Maintain RIA processes only
compensation structure
Hybrid:
85%+ GDC payout
less BD fees
Evolve:
Advisory Fees for
Advisory Services